Compliance and AML Supervisor/Manager

• Liaise with Clients, Investors and all related parties(telephone, fax, letter & e-mail), to ensure adequate AML documentation is received and follow-up as necessary.
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• Detailed knowledge of internal anti-money laundering procedures and requirements and raising suspicions relating to AML documentation or business conduct.
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• Liaise with internal departments to ensure that issues are raised and resolved
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• Review of documentation provided and determination of level of compliance with regulations.
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• Liaise between various other areas of Investor Services and Compliance where required.
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• Timely and accurate reporting to relevant parties on client and investor compliancy status.
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• Assist with ‘on the job training’ for new members of the team.
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Job Details

Preferred Candidate