Robert Walters - Dubai - Job Purpose: To manage the monitoring review function ensuring that the necessary Investment Compliance monitoring framework is in place covering all segments to cover relevant policies, monitoring, reporting and training in order to ensure that the applicable UAE Central Bank (CB) and Securities and Commodities Authority (SCA) requirements are met. Job Contents: The Compliance Manager entails ensuring that the periodic regulatory Investment monitoring reviews are undertaken timely, maintain departmental reports for record-keeping purposes, follow up / track and report on any non-compliance related issues. To review new investment products from a Compliance perspective before being submitted to the Consumer Wealth Management Investment Committee. Products include: Funds and Structured Products, Private Equity Funds, Real Estate Funds, Direct Investment opportunities and any other investment product as appropriate. Ensure execution of the Monitoring Review Plan in respect of...
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