Director Capital Markets Compliance

Posted By Gulf Recruitments
Robert Half International UAE - Dubai - My ideal candidate would have existing knowledge of Capital Markets products (Fixed Income, Structured Products, Investment Banking) and good knowledge of FCA, and other relevant regulatory policies in the region. Experience covering Equities / Derivatives / Sales & Trading would be an essential component. Ideal requirements for Director Compliance (Global Markets) include: Degree graduate with at least 7-10 years of work experience in a global organisation, especially in Capital Markets/Global Banking Compliance Experience within investment banking, corporate banking and Capital Markets Trading Products, bank systems or operations would be an added advantage Excellent knowledge and understanding of the Banking and securities regulations (including experience having contact with the FCA, MAS, APRA, HKMA and SFC) and knowledge of industry best practices in compliance, governance and risk management; Good understanding and knowledge of investment banking, corporate banking and Capi...

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