Robert Walters UK - Dubai - Job purpose: The Associate Director Compliance will satisfy all the DFSA's requirements as described above in respect of its Compliance and Deputy MLRO responsibilities. Key accountabilities: Monitoring adherence to the procedures and systems, as prescribed in the compendium of procedures. Developing new procedural and other regulatory documents (and refining and amending those in existence already) - as and when required - to ensure that proper effect is given to compliance with federal and DFSA legislation and also to ensure that Policies determined by the Board are adhered to. Preparatory Work for DFSA's annual Risk Assessment Visit and other ad hoc visits and thematic reviews. Administration of the personal account transaction rules and staff declarations. Refining and managing aspects of the Compliance Monitoring Programme Oversee AMLCFT and Compliance training and assist where necessary in conducting induction training. Act as Deputy MLRO. Specific checks including bu...
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