Madison Pearl - Dubai - Madison Pearl has been mandated by an established regulatory body, within the financial services sector, to source a mid-level experienced regulatory supervision professional to join the institution, expanding Registration Authority in a Monitoring & Enforcement role. Role The successful candidate will be responsible for the supervision of all non-financial registered firms, registered and recognized auditors and insolvency practitioners, pursuant to the institutions rules and regulations. The M&E Manager will be involved in recommending and implementing disciplinary action where appropriate, including the application of penalties as per UAE law. The incumbent will maintain the effectiveness of the Monitoring & Enforcement Framework, including Data Protection of the institution's registered firms. The M&E Manager will identify and recommend legislative enhancements to the Registration Authority's Rulebooks, inclusive to revised forms, guidance notes, system specifications and tes...
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