Wealth Management Compliance Manager

Posted By Gulf Recruitments
McGregor Boyall - Abu Dhabi - Provide Compliance advisory services to Private Clients and Wealth Management units Reporting into the Chief Compliance Officer, you will provide compliance advisory services to private clients & assets & wealth management units, based on local regulatory requirements, internal policies and international best practices. Review & approve their related products, propositions to ensure it is in line with regulatory requirements and internal policies. Conduct compliance reviews, checks & assessments, and report on results to senior management. Ensure implementation of all new/amended regulation. Requirements: Knowledge of the UAE's central bank regulations & SCA regulations. Knowledge of banking services, brokerage services and investments. Certified Compliance Officer or Certified Anti-Money Laundering Specialist. International banking experience would be an added advantage. Minimum of 10 years experience in the banking/financial services sector with at least 7 years in a risk/control f...

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