Abu Dhabi Global Market - Abu Dhabi - To develop and implement risk-assessment models and/or methodologies. To review the client’s on boarding documents, annual KYC review, verifies the documents received are in compliance with AML rule book. To review business plans with the view of assessing overall risk rating of the application for license under review. Identify key risks and mitigating factors of application for license, such as roles held, origins of person holding roles, source of funds, source of wealth of shareholder/member, legal and ownership structures, professional reputations, customer bases, or industry segments. Document, and ensure communication of key risks. Verify information in the application form against newly issued UN Security Council Resolutions, new sanctions lists issued by relevant regulatory authorities (i.e. Ministry of Finance, Central Bank), etc. to determine impact on risk exposure. Conducting risk and compliance audits, which will include liaising with internal and ...
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